Alternative Trading Systems

Results: 286



#Item
151Financial system / Canadian securities regulation / Alternative Trading Systems / U.S. Securities and Exchange Commission / Security / Financial Industry Regulatory Authority / Securities Act / Trade Reporting And Compliance Engine / Form 144 / United States securities law / Financial regulation / Financial economics

CSA Notice and Request for Comment: Proposed Amendments to NI[removed]Marketplace Operation and NI[removed]Trading Rules

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2014-04-24 11:44:00
152Investment / Finance / United States Securities and Exchange Commission / United States securities law / Alternative Trading Systems / Self-regulatory organizations / Securities Exchange Act / Regulation NMS / Dark liquidity / Financial markets / Financial economics / Stock market

Gregory A. Baer  Deputy General Counsel  Corporate Law  February 22, 2010

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Source URL: www.sec.gov

Language: English - Date: 2010-02-24 11:41:34
153Investment / Stock market / Dark liquidity / Alternative Trading Systems / Global Electronic Trading Company / High-frequency trading / Algorithmic trading / Order / Regulation NMS / Financial markets / Financial economics / Finance

GETCO \~I W".tJ,Kk,on F1<.>"lcv~r(1

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Source URL: www.sec.gov

Language: English - Date: 2010-02-23 12:13:30
154Investment / Dark liquidity / Alternative Trading Systems / Securities Exchange Act / Order / Regulation NMS / Algorithmic trading / Market liquidity / Market maker / Financial markets / Financial economics / Finance

The Security Traders Association of New York, Inc. Members of the Security Traders Association 39 Broadway, Suite 1840 New York, NY 10006 • ([removed] • Fax[removed]e-mail - [removed] website - www.st

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Source URL: www.sec.gov

Language: English - Date: 2010-02-18 11:00:19
155Investment / Finance / United States Securities and Exchange Commission / Alternative Trading Systems / Mathematical finance / Securities Exchange Act / Dark liquidity / Regulation NMS / U.S. Securities and Exchange Commission / Financial markets / Financial economics / Stock market

== CITADEL February 23,2010 Elizabeth M. Murphy Secretary

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Source URL: www.sec.gov

Language: English - Date: 2010-02-24 08:53:58
156Finance / Stock market / Mathematical finance / Dark liquidity / Alternative Trading Systems / Algorithmic trading / Order / Futures contract / Electronic communication network / Financial markets / Financial economics / Investment

BIDS .... ;.~ TRADINGI ....

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Source URL: www.sec.gov

Language: English - Date: 2010-02-18 16:01:41
157Financial system / United States securities law / Financial services / Stock market / Self-regulatory organizations / Securities Exchange Act / Alternative Trading Systems / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Financial markets / Financial economics / Investment

Comment Letter on File No[removed]

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Source URL: www.sec.gov

Language: English - Date: 2009-12-09 13:22:46
158Investment / United States Securities and Exchange Commission / Finance / Alternative Trading Systems / United States securities law / Regulation NMS / Securities Exchange Act / Order / U.S. Securities and Exchange Commission / Financial markets / Financial economics / Stock market

Microsoft Word - 5421713_3

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Source URL: www.sec.gov

Language: English - Date: 2010-02-23 12:15:24
159Financial markets / Finance / United States Securities and Exchange Commission / United States securities law / Alternative Trading Systems / Regulation NMS / Securities Exchange Act / Securities Industry and Financial Markets Association / Dark liquidity / Financial economics / Stock market / Investment

February 18, 2010 By Electronic Mail ([removed]) Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2010-02-18 16:06:37
160Financial system / Corporate crime / U.S. Securities and Exchange Commission / United States housing bubble / Short / Repurchase agreement / Derivative / Alternative Trading Systems / Net capital rule / Finance / Financial economics / Financial markets

EUROPEAN COMMISSION Directorate General Internal Market and Services FINANCIAL MARKETS Financial markets Infrastructure Brussels, 21 August 2013

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Source URL: www.sec.gov

Language: English - Date: 2013-08-22 10:46:52
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